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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-31 |
Branch Locations
815 Walker Street. Ste 1350, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Lubbock | TX | 08/2016 | 05/2020 |
| Lighting Inc. | Houston | TX | 05/2017 | 08/2017 |
| Lighting Inc. | Houston | TX | 05/2018 | 08/2018 |
| Prospera Financial Services Inc. | Dallas | TX | 05/2019 | 07/2019 |
| Amegy Bank | Houston | TX | 06/2020 | Present |
| Lpl Financial | Houston | TX | 11/2021 | Present |
1) 11/2021 - Financial Institution Duty - ZB N.A. - Investment Related - 100% - Houston, TX 77027 2) 11/2021 - DBA for LPL Business (entity for LPL business) - Amegy Wealth Advisors - Not Investment Related - Houston, TX 77027
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-16 |
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