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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-02-13
  • VA RA
    APPROVED
    Since 2025-02-13

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

1415 Rolkin Court, Suite 202, Charlottesville, VA 22911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charlottesville VA 05/2019 05/2022
Ameriprise Financial Services, Llc Charlottesville VA 06/2022 01/2025
Wells Fargo Na Charlottesville VA 07/2016 05/2019
Lpl Financial Llc Charlottesville VA 02/2025 Present
Private Advisor Group, Llc Morristown NJ 02/2025 Present
Previous Registrations
Other Businesses

1) 02/2025 - Arcuri Associates Wealth Management, LLC / DBA for LPL Business (entity for LPL business) Inv Related - at reported business location (s) 160 Hrs per month - 100% Time Spent 2) 02/24/2025- Private Advisor Group- Registered Investment Advisor DBA- Arcuri Associates Wealth Management, LLC- INV Related- At Reported Business Location(s)- Start date 02/11/2025- 160 Hours Per Month- 160 Hours During Trading 3) 02/24/2025- Private Advisor Group- Registered Investment Advisor - INV Related- At Reported Business Location(s)- Start date 02/11/2025- 160 Hours Per Month- 160 Hours During Trading- I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 02/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-30
  • S66 Uniform Combined State Law Examination
    2020-05-30
Other Names
  • Caroline Nelson
  • Caroline Dominguez
  • Caroline Taylor Nelson

View on SEC IAPD

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