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John Patterson Lamb

Wells Fargo Clearing Services, LLC

Seneca, SC

Columbia, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-09-22
  • SC RA
    APPROVED
    Since 2020-09-22

Branch Locations

301 Main St, Seneca, SC 29678 • United States

1320 Main St Ste 600, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Seneca SC 05/2019 Present
Wells Fargo Bank Na Seneca SC 02/2018 Present
Gamestop Seneca SC 05/2017 02/2018
Spring Mobile Seneca SC 02/2016 02/2017
Red Skye Wireless Seneca SC 05/2009 02/2017
  • 05/2019 → Present
    Wells Fargo Clearing Services, Llc.
    Seneca, SC
  • 02/2018 → Present
    Wells Fargo Bank Na
    Seneca, SC
  • 05/2017 → 02/2018
    Gamestop
    Seneca, SC
  • 02/2016 → 02/2017
    Spring Mobile
    Seneca, SC
  • 05/2009 → 02/2017
    Red Skye Wireless
    Seneca, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-22
S63 Uniform Securities Agent State Law Examination 2019-10-16
  • S65 Uniform Investment Adviser Law Examination
    2020-09-22
  • S63 Uniform Securities Agent State Law Examination
    2019-10-16
Other Names
  • John Lamb

View on SEC IAPD

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MARIA ISABEL CANDELA
INGRID JENNIFER LAMPE
DANIEL JAMES MONEZ
David William Stone

Other Offices

IQ CAPITAL STRATEGY LLC · SENECA, SC
OSAIC ADVISORY SERVICES, LLC · Seneca, SC
WELLS FARGO CLEARING SERVICES, LLC · SENECA, SC
EDWARD JONES · SENECA, SC
EDWARD JONES · SENECA, SC
CETERA INVESTMENT ADVISERS LLC · SENECA, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Seneca, SC
THE FIDUCIARY ALLIANCE · Seneca, SC

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