Best Investors Account Sign in

Sophie Nhi Sulimowicz

Oppenheimer & Co. Inc.

Dallas, TX

Claim This Profile
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-22
  • TX RA
    APPROVED
    Since 2026-07-22

Branch Locations

13455 Noel Road, Two Galleria Tower Suite 1800, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plano TX 05/2019 12/2020
Bank Of America N.A. Plano TX 05/2019 12/2020
Fidelity Investments Westlake TX 10/2018 05/2019
Wells Fargo Grand Prairie TX 07/2017 10/2018
Coach Inc. - Tapestry Grand Prairie TX 11/2016 06/2017
Tnpc Financial Group Arlington TX 11/2015 11/2016
Dallas County Community College District Dallas TX 08/2015 05/2019
Pennsylvania State University University Park PA 08/2019 05/2022
Coach Inc. - Tapestry Grand Prairie TX 12/2017 12/2017
Charles Schwab & Co., Inc. Westlake TX 12/2020 07/2026
Oppenheimer & Co. Inc. Dallas TX 07/2026 Present
  • 05/2019 → 12/2020
    Plano, TX
  • 05/2019 → 12/2020
    Bank Of America N.A.
    Plano, TX
  • 10/2018 → 05/2019
    Fidelity Investments
    Westlake, TX
  • 07/2017 → 10/2018
    Wells Fargo
    Grand Prairie, TX
  • 11/2016 → 06/2017
    Coach Inc. - Tapestry
    Grand Prairie, TX
  • 11/2015 → 11/2016
    Tnpc Financial Group
    Arlington, TX
  • 08/2015 → 05/2019
    Dallas County Community College District
    Dallas, TX
  • 08/2019 → 05/2022
    Pennsylvania State University
    University Park, PA
  • 12/2017 → 12/2017
    Coach Inc. - Tapestry
    Grand Prairie, TX
  • 12/2020 → 07/2026
    Westlake, TX
  • 07/2026 → Present
    Dallas, TX
Previous Registrations
Other Businesses

1) Personal Real Estate Rental Property | Investment Related:No|7210 Fossil Rim Trl|Arlington|TX|76002|United States|Real Estate (Non-Agent/Broker)|Owner|9/1/2021|Less than 20|0.5|Rental property Home owner 2) Personal Real Estate Rental Property | Investment Related:No|8220 Flythe Mill Rd|FortWorth|TX|76120|United States|Real Estate (Non-Agent/Broker)|Owner|08/01/2023|Less than 20|0.5|Rental property Home owner 3) Personal Real Estate Rental Property | Investment Related:No|1319 Old Rocksprings Pass|Mansfield|TX|76063|United States|Real Estate (Non-Agent/Broker)|Owner|9/1/2021|Less than 20|0.5|Rental property Home owner (OPCO PENDING REVIEW)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-28
  • S66 Uniform Combined State Law Examination
    2020-08-28
Other Names
  • Sophie Tran
  • Nhi Tran
  • Nhi Hong Thao Tran
  • Nhi Hong Thao Sulimowicz

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor