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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-22 |
Branch Locations
13455 Noel Road, Two Galleria Tower Suite 1800, Dallas, TX 75240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plano | TX | 05/2019 | 12/2020 |
| Bank Of America N.A. | Plano | TX | 05/2019 | 12/2020 |
| Fidelity Investments | Westlake | TX | 10/2018 | 05/2019 |
| Wells Fargo | Grand Prairie | TX | 07/2017 | 10/2018 |
| Coach Inc. - Tapestry | Grand Prairie | TX | 11/2016 | 06/2017 |
| Tnpc Financial Group | Arlington | TX | 11/2015 | 11/2016 |
| Dallas County Community College District | Dallas | TX | 08/2015 | 05/2019 |
| Pennsylvania State University | University Park | PA | 08/2019 | 05/2022 |
| Coach Inc. - Tapestry | Grand Prairie | TX | 12/2017 | 12/2017 |
| Charles Schwab & Co., Inc. | Westlake | TX | 12/2020 | 07/2026 |
| Oppenheimer & Co. Inc. | Dallas | TX | 07/2026 | Present |
1) Personal Real Estate Rental Property | Investment Related:No|7210 Fossil Rim Trl|Arlington|TX|76002|United States|Real Estate (Non-Agent/Broker)|Owner|9/1/2021|Less than 20|0.5|Rental property Home owner 2) Personal Real Estate Rental Property | Investment Related:No|8220 Flythe Mill Rd|FortWorth|TX|76120|United States|Real Estate (Non-Agent/Broker)|Owner|08/01/2023|Less than 20|0.5|Rental property Home owner 3) Personal Real Estate Rental Property | Investment Related:No|1319 Old Rocksprings Pass|Mansfield|TX|76063|United States|Real Estate (Non-Agent/Broker)|Owner|9/1/2021|Less than 20|0.5|Rental property Home owner (OPCO PENDING REVIEW)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-28 |
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