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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-30 |
| IN | RA | APPROVED | 2024-09-17 |
Branch Locations
8888 Keystone Crossing Ste 700, Indianapolis, IN 46240 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services | St. Cloud | MN | 01/2013 | 09/2024 |
| Cetera Investment Advisers Llc | Indianapolis | IN | 01/2014 | 09/2024 |
| Wells Fargo Clearing Services, Llc | Indianapolis | IN | 09/2024 | Present |
KENTUCKY SYCAMORE PROPERTIES LLC; INV RELATED; RUSH, KY; 100% OWNERSHIP; START DATE 11/1/2023; 5 HOURS PER MONTH; 0 DURING TRADING; LLC TO HOLD RESIDENTIAL PROPERTY. SYCAMORE ASSETS, LLC; INV RELATED;PLAINFIELD ,IN; HOME FLIPPING FOR PROFIT;100% OWNERSHIP; START DATE: 8/10/2026; 30 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-23 |
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