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Monica Yolanda Lomeli

Wells Fargo Clearing Services, LLC

San Jose, CA

Fresno, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-04
CA RA APPROVED 2020-10-30
  • TX RA
    APPROVED
    Since 2022-01-04
  • CA RA
    APPROVED
    Since 2020-10-30

Branch Locations

50 W San Fernando St Ste 1500 [Support Center], San Jose, CA 95113 • United States

6781 N Palm Ave Ste 201, Fresno, CA 93704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Fresno CA 05/2011 Present
Wells Fargo Clearing Services Llc Fresno CA 05/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-30
S63 Uniform Securities Agent State Law Examination 2019-08-14
  • S66 Uniform Combined State Law Examination
    2020-10-30
  • S63 Uniform Securities Agent State Law Examination
    2019-08-14
Other Names
  • Monica Lomeli

View on SEC IAPD

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