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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-24
NV RA APPROVED 2024-05-24
  • CA RA
    APPROVED
    Since 2024-05-24
  • NV RA
    APPROVED
    Since 2024-05-24

Branch Locations

1512 Eureka Rd Ste 300 [Kc-Rbo], Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chase Investment Services Corp. Chicago IL 07/2005 01/2017
Jp Morgan Securities, Llc Sacremento CA 01/2017 05/2024
Wells Fargo Clearing Services, Llc Roseville CA 05/2024 Present
Previous Registrations
  • 2017-08-24 → 2024-05-14
    Sacramento, CA
    Reno, NV
    Truckee, CA
    Rocklin, CA
    Sacramento, CA
    Placerville, CA
    Roseville, CA
    Auburn, CA
    Rocklin, CA
    Lincoln, CA
    Roseville, CA
    Citrus Heights, CA
    Folsom, CA
    Sacramento, CA
    Sacramento, CA
    Folsom, CA
    Fair Oaks, CA
    Sacramento, CA
    Sacramento, CA
    Grass Valley, CA
    Grass Valley, CA
    Yuba City, CA
    Yuba City, CA
    Marysville, CA
    Reno, NV
    Reno, NV
    Paradise, CA
    Oroville, CA
    Chico, CA
    Chico, CA
    Roseville, CA
    Redding,, CA
    El Dorado Hills, CA
    El Dorado Hills, CA
    Roseville,, CA
    Citrus Heights, CA
    Granite Bay, CA
    West Sacramento, CA
    Sacramento, CA
    Red Bluff, CA
    Redding, CA
    Reno, NV
    Incline Village, NV
    Reno, NV
    Sparks, NV
    South Lake Tahoe, CA
    Los Angeles, CA
    Fair Oaks, CA
    Antelope, CA
    Sparks, NV
    Chico, CA
    Yuba City, CA
    Sacramento, CA
    Vallejo, CA
    Redding, CA
    Vacaville, CA
    Marysville, CA
    Vallejo, CA
    Chico, CA
    Fairfield, CA
    Sacramento, CA
    Sacramento, CA
    Sacramento, CA
    Benicia, CA
    Redding,, CA
    Vacaville, CA
    Fairfield, CA
    Sacramento, CA
    Napa, CA
    Vallejo, CA
    Sacramento, CA
    West Sacramento, CA
    Davis, CA
    Yuba City, CA
    Saint Helena, CA
    Paradise, CA
    Fairfield, CA
    Woodland, CA
    Oroville, CA
    Red Bluff, CA
    Napa, CA
    Davis, CA
    Brentwood, CA
    Gold River, CA
    Sacramento, CA
    Sacramento, CA
    Elk Grove, CA
    Manteca, CA
    Lathrop, CA
    Sacramento, CA
    Tracy, CA
    Carmichael, CA
    Stockton, CA
    Sacramento, CA
    Lodi, CA
    Elk Grove, CA
    Brentwood, CA
    Stockton, CA
    Gardnerville, NV
    Bay Point, CA
    Elk Grove, CA
    Antioch, CA
    Stockton, CA
    Tracy, CA
    Rancho Cordova, CA
    Discovery Bay, CA
    Sacramento, CA
    Sacramento, CA
    Elk Grove, CA
    Sacramento, CA
    Sacramento, CA
    Sacramento, CA
    Sacramento, CA
    Antioch, CA
    Oakley, CA
    Tracy, CA
    Manteca, CA
    Carson City, NV
    Reno, NV
    El Dorado Hills, CA
    Sparks, NV
    Reno, NV
    Sacramento, CA
    Gold River, CA
    Sacramento, CA
    Mount Shasta, CA
    Yreka, CA
Other Businesses

RENTAL PROPERTY; INV RELATED; PENRYN, CA; 100% OWNERSHIP; START DATE 2/1/2023; 5 HOURS PER MONTH; 0 DURING TRADING; OWNER. RENTAL PROPERTY; INV RELATED; TRUCKEE, CA; 100% OWNERSHIP; START DATE 6/1/2019; 5 HOURS PER MONTH; 0 DURING TRADING; OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-18
S63 Uniform Securities Agent State Law Examination 2005-06-24
  • S66 Uniform Combined State Law Examination
    2017-08-18
  • S63 Uniform Securities Agent State Law Examination
    2005-06-24

View on SEC IAPD

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