Richard Eric Owen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 05/2024
  Edward Jones
  St Louis, MO
• 08/1995 → 06/2019
  Rapid City Area Schools
  Rapid City, SD
• 07/2000 → 08/2018
  Black Hills Harley Davidson
  Rapid City, SD
• 05/2014 → 06/2019
  Pearson
  Unsure, KY
• 05/2024 → Present
  Lpl Financial Llc
  Rapid City, SD

Previous Registrations

• 2019-08-21 → 2024-05-10
  Edward Jones
  St Louis, MO
  Rapid City, SD
  Rapid City, SD
  Rapid City, SD
  Rapid City, SD
  Rapid City, SD

Other Businesses

1) 10/31/2024 - Sage Financial Solutions - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date 05/09/2024 - 160 Hours per month/ 30 Hours During Trading 2) 05/01/2025 - Lightning Lines LLC - Not Investment Related - Outside/W-2 Employment - Rapid City, SD - Start Date: 05/01/2025 - 20 Hrs/Mth - 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2019-08-17

Other Names

• Rick Owen
• Rick E Owen
• Rick Eric Owen
• Richard Eric Owen
• Richard Owen