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Brandon P Hertzberg

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-01-30
  • NC RA
    APPROVED
    Since 2023-01-30

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stop & Shop Franklin MA 04/2017 02/2019
The University Of Tampa Tampa FL 08/2018 06/2022
Ames Financial Services Wrentham MA 05/2019 08/2019
Stop & Shop S. Yarmouth MA 06/2020 08/2020
The Cape Cod Five Cents Savings Bank E. Harwich MA 06/2021 08/2021
Ubs Financial Services.iNc Charlotte NC 06/2022 Present
Franklin High School Franklin MA 09/2014 05/2018
  • 04/2017 → 02/2019
    Stop & Shop
    Franklin, MA
  • 08/2018 → 06/2022
    The University Of Tampa
    Tampa, FL
  • 05/2019 → 08/2019
    Ames Financial Services
    Wrentham, MA
  • 06/2020 → 08/2020
    Stop & Shop
    S. Yarmouth, MA
  • 06/2021 → 08/2021
    The Cape Cod Five Cents Savings Bank
    E. Harwich, MA
  • 06/2022 → Present
    Ubs Financial Services.iNc
    Charlotte, NC
  • 09/2014 → 05/2018
    Franklin High School
    Franklin, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-28
  • S66 Uniform Combined State Law Examination
    2023-01-28
Other Names
  • Brandon Hertzberg

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
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MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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