Parker David Thompson

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2021 → 07/2021
  Dominos Pizza
  Northport, AL
• 05/2018 → 08/2018
  Rbc
  Newport Beach, CA
• 05/2017 → 07/2017
  Cinepolis
  Rancho Santa Margarita, CA
• 07/2022 → 09/2024
  Fisher Investments
  Plano, TX
• 04/2005 → 05/2017
  Unemployed/ Student
  Rancho Santa Margarita, CA
• 08/2017 → 04/2018
  Unemployed/ Student
  Tuscaloosa, AL
• 09/2018 → 03/2021
  Unemployed/ Student
  Tuscaloosa, AL
• 08/2021 → 06/2022
  Unemployed/ Student
  Tuscaloosa, AL
• 09/2024 → Present
  Rbc Capital Markets, Llc
  Frisco, TX

Previous Registrations

• 2022-12-20 → 2024-08-22
  Fisher Investments
  Plano, TX

Other Businesses

Name is SWAN LLC The business consists of real estate investments into rental properties address: 26 Las Fieras RSM California, 92688 Position: Part Owner Date of relationship start: 12/9/20 I spend approximately 1-5 hours a month devoted to business my duties involve providing investment capital

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-12-27
• S65 Uniform Investment Adviser Law Examination
  2022-12-20