Stephen Mitchell Jesse

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2020 → 02/2021
  Cetera Investment Services Llc
  St Cloud, MN
• 05/2016 → 08/2017
  Peoples Security Bank & Trust Company
  Montrose, PA
• 04/2018 → 06/2018
  Jeffers Farm Inc
  Kingsley, PA
• 05/2019 → 08/2019
  Cap Com Federal Credit Union
  Albany, NY
• 05/2019 → 08/2019
  Cetera Investors
  Latham, NY
• 08/2015 → 10/2017
  Ursinus College
  Collegeville, PA
• 08/2018 → 06/2020
  Suny Oneonta
  Oneonta, NY
• 10/2017 → 04/2018
  Unemployed
  Collegeville, PA
• 08/2018 → 05/2019
  Unemployed
  Kingsley, PA
• 10/2020 → 02/2021
  Cetera Investment Advisers Llc
  Endicott, NY
• 03/2021 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 05/2018 → 08/2018
  Ben's Home Services
  Brooklyn, PA
• 09/2022 → 03/2023
  Jesse Marketing Affiliates Llc
  Charlotte, NC

Previous Registrations

• 2020-10-08 → 2021-02-03
  Cetera Investment Advisers Llc
  Endicott, NY

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams

• S66 Uniform Combined State Law Examination
  2020-08-19

Other Names

• Stephen Mitchell Jesse
• Stephen M Jesse
• Stephen Jesse