Catherine Ann Miller

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2020 → 12/2022
  Td Ameritrade
  Southlake, TX
• 08/2019 → 06/2020
  Texas Christian University
  Fort Worth, TX
• 05/2019 → 08/2019
  Td Ameritrade
  Southlake, TX
• 08/2018 → 05/2019
  Texas Christian University
  Fort Worth, TX
• 05/2017 → 08/2018
  Civilian Marksmanship Program
  Anniston, AL
• 08/2016 → 05/2017
  Texas Christian University
  Fort Worth, TX
• 12/2022 → Present
  Charles Schwab & Co., Inc.
  Southlake, TX
• 12/2022 → Present
  Charles Schwab Bank, Ssb
  Southlake, TX

Previous Registrations

• 2020-09-04 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX
  Euless, TX
  Lakeland, TN
  Lakeland, TN
  Southlake, TX
  Dallas, TX
  Southlake, TX
• 2020-09-04 → 2022-10-14
  Td Ameritrade, Inc.
  Fort Worth, TX
  Euless, TX
  Euless, TX
  San Diego, CA
  Lakeland, TN
  Lakeland, TN
  San Diego, CA
  Westlake, TX
  Dallas, TX
  Southlake, TX

Exams

• S66 Uniform Combined State Law Examination
  2020-09-01

Designations

• Certified Financial Planner

Other Names

• Catherine Ann Miller
• Catherine A Miller
• Catherine A Miller
• Catherine A Miller