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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-14
  • TX RA
    APPROVED
    Since 2020-05-14

Branch Locations

235 Front St Se Ste 400, Salem, OR 97301 • United States

Salem, OR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Salem OR 06/2019 03/2020
Costco Wholesale Wilsonville OR 11/2015 06/2019
Ameriprise Financial Services, Llc Salem OR 03/2020 Present
  • 06/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Salem, OR
  • 11/2015 → 06/2019
    Costco Wholesale
    Wilsonville, OR
  • 03/2020 → Present
    Salem, OR
Other Businesses

Business Ownership; The Riverview Group, LLC; Co-owner; Legal entity used to pay all business related expenses for Park Front Wealth (The Riverview Group); 235 Front St SE, STE 400, Salem, OR, 97301; Not Investment-Related; 02/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Trouvaille LLC; Owner; Manage Ameriprise Business; 4805 Eola Drive NW, , Salem, OR, 97304; Investment-Related; 11/11/2019; 60 hours per month; 60 during trading hours. Outside Employment; The Riverview Group, LLC; Co-owner; Manage advisory business; 235 Front St SE, STE 400, Salem, OR, 97301; Investment-Related; 02/01/2025; 60 hours per month; 40 to 59 during trading hours / Park Front Wealth; Co-owner; Manage advisory business; 235 Front St SE, STE 400, Salem, OR, 97301; Investment-Related; 02/24/2023; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Christmas Trees; on my property, we have Christmas Trees as do my neighbors. We will be doing a U-cut where people come and cut down their own trees. Proceeds will be paid to each neighbor based upon where the tree is cut from; 4805 Eola Dr NW, , Salem, OR, 97304; Not Investment-Related; 11/28/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-06
  • S66 Uniform Combined State Law Examination
    2019-10-06
Other Names
  • Connor A Day

View on SEC IAPD

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