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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-24 |
Branch Locations
300 Throckmorton Street Suite 1400, Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Dallas | TX | 04/2020 | 06/2026 |
| Mml Investors Services | Dallas | TX | 10/2020 | 06/2026 |
| Texas Christian University | Fort Worth | TX | 08/2016 | 05/2020 |
| Td Ameritrade | Fort Worth | TX | 05/2019 | 08/2019 |
| The Law Office Of Gill & Brissette | Fort Worth | TX | 05/2017 | 04/2019 |
| Stifel, Nicolaus & Company, Incorporated | Fort Worth | TX | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-18 |
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