Dana Hanson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-04-08

AZ RA
APPROVED

Since 2024-04-08

Branch Locations

9170 East Bahia Drive Ste 102, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Scottsdale	AZ	04/2023	Present
Cetera Advisors	Scottsdale	AZ	05/2019	04/2023
North Valley Gymnastics	Phoenix	AZ	02/2012	Present

04/2023 → Present

Lpl Financial

Scottsdale, AZ
05/2019 → 04/2023

Cetera Advisors

Scottsdale, AZ
02/2012 → Present

North Valley Gymnastics

Phoenix, AZ

Other Businesses

1) 01/22/2024 - Notary Public - Arizona, Maricopa County - Notary - Inv. Related - Arizona - Start date 05/06/2021 - 1 Hrs per month - 1% Time Spent 2) 01/22/2024 - DM Brown financial Services - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start date 05/10/2019 -160 Hrs per month / 30% Time Spent

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-05

S66 Uniform Combined State Law Examination

2024-04-05

Other Names

Dana Hanson
Dana Niedzwiecki

View on SEC IAPD