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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-01-13
  • SC RA
    APPROVED
    Since 2026-01-13

Branch Locations

8755 West Higgins Road Suite 200, Chicago, IL 60631 • United States

Summerville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. Dba Renaissance Financial Overland Park KS 11/2020 01/2021
Td Ameritrade St. Louis MO 05/2019 07/2019
Campus Bar And Grill Columbia MO 08/2019 08/2020
University Of Missouri Columbia MO 08/2016 05/2020
University Of Missouri Columbia MO 11/2017 01/2018
Commonwealth Financial Network Dba Infinitas Overland Park KS 03/2021 03/2022
St. Charles Parks Department St. Charles MO 05/2013 09/2017
Heritage Wealth Management, Llc Phoenix AZ 04/2022 03/2023
Securian Financial Services, Inc. Dba Renaissance Financial Overland Park KS 05/2020 11/2020
Lincoln Financial Advisors Corporation Summerville SC 03/2023 01/2025
Osaic Wealth, Inc. Summerville SC 01/2025 Present
  • 11/2020 → 01/2021
    Securian Financial Services, Inc. Dba Renaissance Financial
    Overland Park, KS
  • 05/2019 → 07/2019
    Td Ameritrade
    St. Louis, MO
  • 08/2019 → 08/2020
    Campus Bar And Grill
    Columbia, MO
  • 08/2016 → 05/2020
    University Of Missouri
    Columbia, MO
  • 11/2017 → 01/2018
    University Of Missouri
    Columbia, MO
  • 03/2021 → 03/2022
    Commonwealth Financial Network Dba Infinitas
    Overland Park, KS
  • 05/2013 → 09/2017
    St. Charles Parks Department
    St. Charles, MO
  • 04/2022 → 03/2023
    Heritage Wealth Management, Llc
    Phoenix, AZ
  • 05/2020 → 11/2020
    Securian Financial Services, Inc. Dba Renaissance Financial
    Overland Park, KS
  • 03/2023 → 01/2025
    Lincoln Financial Advisors Corporation
    Summerville, SC
  • 01/2025 → Present
    Summerville, SC
Previous Registrations
  • 2024-01-10 → 2025-01-24
    Osaic Fa, Inc.
    Summerville, SC
  • 2023-01-20 → 2023-02-10
    Heritage Wealth Management, Llc
    Phoenix, AZ
    Summerville, SC
  • 2022-04-06 → 2022-12-31
    Heritage Wealth Management, Llc
    Summerville, SC
    Overland Park, KS
    Phoenix, AZ
  • 2021-03-03 → 2022-03-28
    Overland Park, KS
  • 2020-11-03 → 2021-01-15
    Securian Financial Services, Inc.
    Overland Park, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-10
  • S66 Uniform Combined State Law Examination
    2020-10-10
Other Names
  • Emily Ann Faulkner

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