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Current Employers
M1 Advisory

200 North Lasalle Street Suite 810, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-04-23
  • IL RA
    APPROVED
    Since 2024-04-23

Branch Locations

200 North Lasalle Street Suite 810, Chicago, IL 60601 • United States

Woodridge, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Naperville IL 05/2019 11/2020
J.P. Morgan Securities Llc Naperville IL 05/2019 11/2020
Burberry Ltd Chicago IL 10/2015 05/2017
Tesla Westmont IL 05/2017 03/2018
Tesla Westmont IL 03/2018 05/2019
Tesla Oak Brook IL 11/2019 11/2019
M1 Finance Chicago IL 11/2020 12/2022
M1 Finance Chicago IL 04/2024 Present
Unemployed Woodridge IL 01/2023 03/2023
Tesla Naperville IL 04/2023 08/2023
M2057 Naperville IL 04/2023 07/2023
Reaves And Son, Inc Chicago IL 08/2023 01/2024
Unemployed Woodridge IL 02/2024 03/2024
Beyond Finance Chicago IL 03/2024 03/2024
  • 05/2019 → 11/2020
    Jpmorgan Chase Bank, N.A.
    Naperville, IL
  • 05/2019 → 11/2020
    J.P. Morgan Securities Llc
    Naperville, IL
  • 10/2015 → 05/2017
    Burberry Ltd
    Chicago, IL
  • 05/2017 → 03/2018
    Tesla
    Westmont, IL
  • 03/2018 → 05/2019
    Tesla
    Westmont, IL
  • 11/2019 → 11/2019
    Tesla
    Oak Brook, IL
  • 11/2020 → 12/2022
    M1 Finance
    Chicago, IL
  • 04/2024 → Present
    M1 Finance
    Chicago, IL
  • 01/2023 → 03/2023
    Unemployed
    Woodridge, IL
  • 04/2023 → 08/2023
    Tesla
    Naperville, IL
  • 04/2023 → 07/2023
    M2057
    Naperville, IL
  • 08/2023 → 01/2024
    Reaves And Son, Inc
    Chicago, IL
  • 02/2024 → 03/2024
    Unemployed
    Woodridge, IL
  • 03/2024 → 03/2024
    Beyond Finance
    Chicago, IL
Previous Registrations
Other Businesses

- No Business Name - Rental Property - Not securities investment related - Property address: 14005 John Humphrey Drive Orland Park IL 60462 - The nature of the other business: Rental Property - Your position: Landlord/Owner - Title, or relationship with the other business: Property Owner - The start date of your relationship: November 2020 - The approximate number of hours/month you devote to the other business: 1hr MAX - The number of hours you devote to the other business during securities trading hours: None - Briefly describe your duties relating to the other business: Receive rent, coordinate contractors for various home fixes, pay bills M57 LLC (DBA Maria Pinto) - Not investment related -Freelance 1099 Contractor -Retail associate -Start date 3/26/2025 -0 during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-09
  • S66 Uniform Combined State Law Examination
    2019-09-09
Other Names
  • Julie Lee
  • Ji Eun Lee

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