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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-04
WI RA APPROVED 2022-05-25
  • TX RA
    APPROVED
    Since 2022-10-04
  • WI RA
    APPROVED
    Since 2022-05-25

Branch Locations

1320 Okray Ave, Plover, WI 54467 • United States

2711 Stewart Ave, Wausau, WI 54401-4140 • United States

Schofield, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Wausau WI 05/2021 Present
Ameriprise Financial Wausau WI 05/2019 05/2021
Lincoln Contractors Supply Madison WI 05/2018 08/2018
Lincoln Contractors Supply Weston WI 05/2016 05/2018
Shopko Rothschild WI 11/2014 01/2017
Unemployed Madison WI 08/2018 05/2019
  • 05/2021 → Present
    Wausau, WI
  • 05/2019 → 05/2021
    Ameriprise Financial
    Wausau, WI
  • 05/2018 → 08/2018
    Lincoln Contractors Supply
    Madison, WI
  • 05/2016 → 05/2018
    Lincoln Contractors Supply
    Weston, WI
  • 11/2014 → 01/2017
    Shopko
    Rothschild, WI
  • 08/2018 → 05/2019
    Unemployed
    Madison, WI
Other Businesses

Board of Directors; Peyton's Promise; Vice President; PO BOX 271, , Schofield, WI, 54476; Not Investment-Related; 11/12/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; BA Superstructure, LLC; I am a financial advisor on the team.; Manage advisory business; 2711 Stewart Ave, , Wausau, WI, 54476; Investment-Related; 07/31/2023; 60 hours per month; 1 to 9 during trading hours / DC Everest School District; JV2 Football Coach - I coach 9th grade football for the team.; JV2 Football Coach - I coach 9th grade football for the team.; 1699 Schofield Ave, , Schofield, WI, 54476; Not Investment-Related; 08/01/2023; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-13
  • S66 Uniform Combined State Law Examination
    2022-05-13

View on SEC IAPD

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