Diana Bagley

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2020 → 09/2020
  United States Census Bureau
  Phoenix, AZ
• 05/2019 → 10/2020
  Lifetyme Financial Advisors, Llc
  Phoenix, AZ
• 03/2019 → 10/2020
  Lifetyme Financial Group Llc
  Phoenix, AZ
• 09/2018 → 04/2019
  Gateway Mortgage Group
  Scottsdale, AZ
• 06/2018 → 09/2018
  Homemaker
  Phoenix, AZ
• 10/2017 → 06/2018
  Independent School District #196
  Rosemount, MN
• 10/2017 → 06/2018
  H&R Block
  Richfield, MN
• 07/2001 → 10/2017
  Homemaker
  Lakeville, MN
• 10/2020 → 05/2023
  Thrivent Investment Management, Inc.
  Scottsdale, AZ
• 10/2020 → 02/2021
  Thrivent Financial
  Appleton, WI
• 02/2021 → 05/2023
  Thrivent Financial
  Appleton, WI
• 05/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
• 06/2023 → Present
  Bank Of America, N.A.
  Scottsdale, AZ

Previous Registrations

• 2020-11-27 → 2023-06-05
  Thrivent Investment Management Inc.
  Scottsdale, AZ
• 2019-06-03 → 2020-10-02
  Lifetyme Financial Advisors, Llc
  Scottsdale, AZ

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-10-31
• S65 Uniform Investment Adviser Law Examination
  2019-05-07

Other Names

• Diana Lynne Bridgwater
• Diana Lynne Bagley