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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Abilene Christian University | Abilene | TX | 08/2015 | 05/2019 |
| Acu Admissions | Abilene | TX | 08/2017 | 05/2019 |
| Axa Advisors, Llc | New York | NY | 06/2019 | 11/2019 |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 11/2019 | 05/2022 |
| Fidelity Investments | Irving | TX | 06/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-09 |
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