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Current Employers
Mora Capital Management, Llc

1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-08-30
  • FL RA
    APPROVED
    Since 2019-08-30

Branch Locations

1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States

1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mora Wealth Management Ag Zurich 04/2018 10/2019
Andbank Nassau 03/2016 03/2018
Boreal Capital Securities, Llc Miami FL 07/2019 Present
  • 04/2018 → 10/2019
    Mora Wealth Management Ag
    Zurich
  • 03/2016 → 03/2018
    Andbank
    Nassau
  • 07/2019 → Present
    Boreal Capital Securities, Llc
    Miami, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-01-17
S65 Uniform Investment Adviser Law Examination 2019-06-27
  • S63 Uniform Securities Agent State Law Examination
    2024-01-17
  • S65 Uniform Investment Adviser Law Examination
    2019-06-27

View on SEC IAPD

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