Philip Andrew Lago

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-07-14
TX	RA	APPROVED	2026-07-14

OH RA
APPROVED

Since 2026-07-14
TX RA
APPROVED

Since 2026-07-14

Branch Locations

30675 Solon Rd., Suite 202, Solon, OH 44139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services	Solon	OH	12/2019	07/2026
Barrington Golf Club	Aurora	OH	05/2012	05/2023
Regal Financial/ Mass Mutual	Solon	OH	05/2019	07/2026
Lpl Financial Llc	Solon	OH	07/2026	Present

12/2019 → 07/2026

Mml Investors Services

Solon, OH
05/2012 → 05/2023

Barrington Golf Club

Aurora, OH
05/2019 → 07/2026

Regal Financial/ Mass Mutual

Solon, OH
07/2026 → Present

Lpl Financial Llc

Solon, OH

Previous Registrations

2020-09-04 → 2026-07-22

Mml Investors Services, Llc

Solon, OH

Other Businesses

1. 07/2026 - Regal Financial LLC - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/14/2026 2. 07/2026 - Stratos Wealth Managment - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/14/2026

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2023-10-28

S63 Uniform Securities Agent State Law Examination

2023-10-28

View on SEC IAPD