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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-09-06
  • MN RA
    APPROVED
    Since 2025-09-06

Branch Locations

Grand Rapids, MN • United States

105 Red Rock Drive, Bovey, MN 55709 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Greenway High School Coleraine MN 09/2015 06/2019
Itasca Community College Grand Rapids MN 09/2017 05/2021
Avantax Advisory Services Bovey MN 07/2019 09/2025
Avantax Invesment Services, Inc. Bovey MN 06/2020 09/2025
Greenway & Grand Rapids High Schools & Greenway Tennis Assn. Coleraine MN 06/2019 06/2023
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 09/2015 → 06/2019
    Greenway High School
    Coleraine, MN
  • 09/2017 → 05/2021
    Itasca Community College
    Grand Rapids, MN
  • 07/2019 → 09/2025
    Avantax Advisory Services
    Bovey, MN
  • 06/2020 → 09/2025
    Avantax Invesment Services, Inc.
    Bovey, MN
  • 06/2019 → 06/2023
    Greenway & Grand Rapids High Schools & Greenway Tennis Assn.
    Coleraine, MN
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-01-08 → 2025-09-08
    Avantax Advisory Services
    Bovey, MN
    Dallas, TX
    Grand Rapids, MN
Other Businesses

ALTERNATE AGENT/SUCCESSOR POWER OF ATTORNEY FOR MY AUNT POSITION: Alternate agent/Successor Power of Attorney for my Aunt NATURE: I have been designated as an alternate agent/Successor durable financial Power of Attorney for the management of property and personal affairs if the Attorney-in-Fact becomes not available of ineligible. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/20/2023 ADDRESS: 105 Red Rock Drive, Bovey, MN 55709 DESCRIPTION: I have been designated as an alternate agent/Successor durable financial Power of Attorney for the management of property and personal affairs if the Attorney-in-Fact becomes not available or ineligible.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-08-31
S65 Uniform Investment Adviser Law Examination 2020-01-08
  • S63 Uniform Securities Agent State Law Examination
    2020-08-31
  • S65 Uniform Investment Adviser Law Examination
    2020-01-08

View on SEC IAPD

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