Shihong Duan

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-02-06
NC	RA	APPROVED	2026-01-20

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Hsbc	Seattle	WA	09/2018	05/2019
Bank Of America	Glendale	CA	02/2016	09/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lake Oswego	OR	05/2019	01/2025
Bank Of America, N.A.	Lake Oswego	OR	05/2019	01/2025
J.P. Morgan Securities Llc	Westerville	OH	01/2025	12/2025
Jpmorgan Chase Bank, N.A.	Westerville	OH	01/2025	12/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Raleigh	NC	12/2025	Present
Bank Of America, N.A.	Raleigh	NC	01/2026	Present

09/2018 → 05/2019

Hsbc

Seattle, WA
02/2016 → 09/2018

Bank Of America

Glendale, CA
05/2019 → 01/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lake Oswego, OR
05/2019 → 01/2025

Bank Of America, N.A.

Lake Oswego, OR
01/2025 → 12/2025

J.P. Morgan Securities Llc

Westerville, OH
01/2025 → 12/2025

Jpmorgan Chase Bank, N.A.

Westerville, OH
12/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Raleigh, NC
01/2026 → Present

Bank Of America, N.A.

Raleigh, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-08-27