Khawaja B Tariq

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-06-03
NJ	RA	APPROVED	2022-04-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bradley Beach	NJ	11/2021	Present
Bank Of America, N.A.	South Iselin	NJ	05/2019	10/2019
Td Bank Na	South Plainfield	NJ	02/2017	05/2019
Bcb Community Bank	Edison	NJ	06/2016	02/2017
Bank Of America, N.A.	Morristown	NJ	11/2019	12/2020
Bank Of America, N.A.	Somerville	NJ	12/2020	11/2021
Bank Of America, N.A.	Bradley Beach	NJ	03/2022	Present

11/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bradley Beach, NJ
05/2019 → 10/2019

Bank Of America, N.A.

South Iselin, NJ
02/2017 → 05/2019

Td Bank Na

South Plainfield, NJ
06/2016 → 02/2017

Bcb Community Bank

Edison, NJ
11/2019 → 12/2020

Bank Of America, N.A.

Morristown, NJ
12/2020 → 11/2021

Bank Of America, N.A.

Somerville, NJ
03/2022 → Present

Bank Of America, N.A.

Bradley Beach, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-15