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Stephen Fornarola

Rbc Capital Markets, LLC

Rochester, NY

Rochester, NY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-21
NY RA APPROVED 2026-05-26
  • TX RA
    APPROVED
    Since 2026-07-21
  • NY RA
    APPROVED
    Since 2026-05-26

Branch Locations

80 Linden Oaks Suite 220, Rochester, NY 14625-2809 • United States

Rochester, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc St. Petersburg FL 09/2022 06/2023
Unemployed Webster NY 01/2011 04/2017
Penfield Country Club Penfield NY 04/2017 08/2020
Unemployed Tampa NY 08/2020 09/2022
Rbc Capital Markets, Llc St. Petersburg FL 05/2019 08/2019
Rbc Capital Markets, Llc Rochester NY 06/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-23
  • S66 Uniform Combined State Law Examination
    2025-12-23
Other Names
  • Stephen Fornarola
  • Stephen Fornarola

View on SEC IAPD

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MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
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