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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-07-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Center At Crossroads Bank | Wabash | IN | 05/2019 | 12/2020 |
| Indiana Wesleyan University | Marion | IN | 06/2005 | 05/2019 |
| Osaic Wealth, Inc. | Wabash | IN | 06/2020 | Present |
1) Rental Real Estate POSITION: owner; NATURE: SOLE PROPIETORSHIP; INVESTMENT RELATED: No; NUMBER OF HOURS: 10; SECURITIES TRADING HOURS: 0; START DATE: 01/01/2018 ADDRESS: 757 N WABASH ST, WABASH, IN 46992 DESCRIPTION: Collect rents. Light maintenance. 2) INSURANCE SALES/FERVIDA FINANCIAL STRATEGIES, LLC POSITION: Independent insurance sales NATURE: Insurance sales and service INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/09/2023 ADDRESS: 24005 US Highway 33, Elkhart IN 46517 DESCRIPTION: Sales of insurance products 3) FERVIDA FINANCIAL STRATEGIES, LLC POSITION: Registered Assistant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 03/10/2025 ADDRESS: 24005 US 33, Elkhart IN 46517 DESCRIPTION: I assist one Investment Advisor Representative by preparing review paperwork, opening new accounts, scheduling appointments, and answering phone calls. I also do sales and marketing for securities, investment advisory services, and insurance products. W2 employee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-23 |
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