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Blake William Bauer

Tcw Investment Management Company LLC

Los Angeles, CA

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Current Employers
Tcw Investment Management Company Llc

515 South Flower Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-05
  • CA RA
    APPROVED
    Since 2022-08-05

Branch Locations

515 South Flower Street, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western Southern Life Cerritos CA 08/2020 03/2022
W&S Brokerage Services Cincinnati OH 09/2020 03/2022
Unemployed Rancho Palos Verdes CA 05/2020 08/2020
Loyola Marymount University Los Angeles CA 08/2019 05/2020
Advanced Trustee Strategies San Diego CA 05/2019 08/2019
Loyola Marymount University Los Angeles CA 08/2018 05/2019
Ace Parking Redondo Beach CA 08/2016 08/2018
Santa Monica College Santa Monica CA 08/2015 06/2018
Tcw Llc Los Angeles CA 08/2022 Present
Aston Carter Hanover MD 03/2022 07/2022
Tcw Funds Distributors Los Angeles CA 08/2022 Present
  • 08/2020 → 03/2022
    Western Southern Life
    Cerritos, CA
  • 09/2020 → 03/2022
    W&S Brokerage Services
    Cincinnati, OH
  • 05/2020 → 08/2020
    Unemployed
    Rancho Palos Verdes, CA
  • 08/2019 → 05/2020
    Loyola Marymount University
    Los Angeles, CA
  • 05/2019 → 08/2019
    Advanced Trustee Strategies
    San Diego, CA
  • 08/2018 → 05/2019
    Loyola Marymount University
    Los Angeles, CA
  • 08/2016 → 08/2018
    Ace Parking
    Redondo Beach, CA
  • 08/2015 → 06/2018
    Santa Monica College
    Santa Monica, CA
  • 08/2022 → Present
    Tcw Llc
    Los Angeles, CA
  • 03/2022 → 07/2022
    Aston Carter
    Hanover, MD
  • 08/2022 → Present
    Tcw Funds Distributors
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-12
S63 Uniform Securities Agent State Law Examination 2020-10-16
  • S65 Uniform Investment Adviser Law Examination
    2021-03-12
  • S63 Uniform Securities Agent State Law Examination
    2020-10-16

View on SEC IAPD

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GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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