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Alexander Fraga

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bradenton, FL

Franklin, TN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-10-27
TX RA APPROVED 2019-08-22
FL RA APPROVED 2019-08-08
  • TN RA
    APPROVED
    Since 2025-10-27
  • TX RA
    APPROVED
    Since 2019-08-22
  • FL RA
    APPROVED
    Since 2019-08-08

Branch Locations

Bradenton, FL • United States

1211 Murfreesboro Rd, Franklin, TN 37064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 06/2013 Present
Bank Of America, N.A. Tampa FL 06/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-24
  • S66 Uniform Combined State Law Examination
    2019-07-24

View on SEC IAPD

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