Brandon Claude Puiu

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-04-27
TX	RA	APPROVED_RES	2023-04-27
NY	RA	APPROVED	2021-04-27

NJ RA
APPROVED

Since 2023-04-27
TX RA
APPROVED_RES

Since 2023-04-27
NY RA
APPROVED

Since 2021-04-27

Branch Locations

1 New York Plaza, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	01/2021	Present
Unemployed	Holmdel	NJ	05/2020	01/2021
University Of Maryland	College Park	MD	03/2020	05/2020
Merrill Lynch	North Bethesda	MD	10/2019	03/2020
Northwestern Mutual	Red Bank	NJ	06/2019	10/2019
University Of Maryland	College Park	MD	12/2018	06/2019
Lpl Financial	Georgetown	DC	08/2018	12/2018
University Of Maryland	College Park	MD	08/2016	08/2018

01/2021 → Present

Morgan Stanley

New York, NY
05/2020 → 01/2021

Unemployed

Holmdel, NJ
03/2020 → 05/2020

University Of Maryland

College Park, MD
10/2019 → 03/2020

Merrill Lynch

North Bethesda, MD
06/2019 → 10/2019

Northwestern Mutual

Red Bank, NJ
12/2018 → 06/2019

University Of Maryland

College Park, MD
08/2018 → 12/2018

Lpl Financial

Georgetown, DC
08/2016 → 08/2018

University Of Maryland

College Park, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-03-05

S66 Uniform Combined State Law Examination

2021-03-05

Other Names

Claude Brandon Puiu

View on SEC IAPD

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