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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-04-16 |
| CO | RA | APPROVED | 2024-02-09 |
Branch Locations
721 Main Ave, De Pere, WI 54115 • United States
Aurora, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | De Pere | WI | 05/2023 | Present |
| Charles Schwab | Lone Tree | CO | 05/2019 | 05/2023 |
| Chatham Financial | Littleton | CO | 06/2015 | 05/2019 |
Real Estate Ownership; Single Family; 4283 S Salida Way, , Aurora, CO, 80013; Not Investment-Related; 07/29/2022 / Single Family; 18094 E Ohio Ave, #201, Aurora, CO, 80017; Not Investment-Related; 04/12/2022 / Single Family; 1871 S Dunkirk St, Unit 102, Aurora, CO, 80017; Not Investment-Related; 08/22/2023. Business Ownership; Sangre De Cristo Investments, LLC; Co-owner; Real Estate; 848 S Coolidge St, , Aurora, CO, 80018; Not Investment-Related; 07/22/2019; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-03 |
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