Shannon Lea Christensen

Employer firm

Ally Invest Advisors CRD 170301

$1.73B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2019 → 06/2021
  Raymond James Financial Services, Inc.
  Lexington, KY
• 05/2019 → 06/2021
  Gratz Park Private Wealth
  Lexington, KY
• 09/2014 → 05/2019
  Besten & Dieruf, Cpa
  Lexington, KY
• 10/2010 → 12/2016
  Tack House Pub
  Lexington, KY
• 03/2021 → 06/2021
  Raymond James Financial Services Advisors, Inc.
  Lexington, KY
• 07/2021 → Present
  Ally Invest Securities Llc
  Charlotte, NC
• 10/2021 → Present
  Ally Invest Advisors
  Charlotte, NC

Previous Registrations

• 2021-03-10 → 2021-06-02
  Raymond James Financial Services Advisors, Inc
  Lexington, KY

Other Businesses

the name of the other business; Ally Bank whether the business is investment-related; No the address of the other business; 601 S. Tryon St. Charlotte NC 28202 the nature of the other business; Banking your position; Contact Center Representative the start date of your relationship; 9/26/2022 the approximate number of hours/month you devote to the other business; 160 the number of hours you devote to the other business during securities trading hours; 160 and briefly describe your duties relating to the other business; Support Ally Bank customers by performing account maintenance (e.g., password reset, account information updates), money movements (e.g. deposits, withdrawals, CD renewals, etc.), and providing education on deposit product offerings (e.g., Savings/Checking accounts, CDs, etc.). Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Associate Specialist-Invest Services. Dually licensed. 07/11/2022. 40 hrs/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self directed or advisory accounts.

Exams

• S66 Uniform Combined State Law Examination
  2021-03-09

Other Names

• Shannon Bowman
• Shannon Lea Christensen
• Shannon Lea Seltsam