Ian James Ott

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 10/2019
  Oak Valley Golf Club
  Beaumont, CA
• 05/2017 → 05/2019
  Port Royal Golf Club
  Hilton Head Island, SC
• 08/2014 → 05/2017
  Eisenhower Golf Club
  United States Air Force Academy, CO
• 08/2019 → 06/2021
  Royal Alliance
  Yucaipa, CA
• 01/2020 → 09/2024
  Mountain West Financial
  Redlands, CA
• 06/2021 → 09/2024
  Royal Alliance Associates, Inc.
  Yucaipa, CA
• 09/2024 → Present
  Commonwealth Financial Network
  San Diego, CA
• 09/2024 → 07/2025
  Elevare Advisors
  Yucaipa, CA
• 07/2025 → Present
  Warmen & James Private Wealth
  Yucaipa, CA

Other Businesses

1. Fixed insurance sales; as of 11/03/2025; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-Owner, Warmen & James Private Wealth, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 05/06/2025; 100% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-12-20
• S63 Uniform Securities Agent State Law Examination
  2021-07-17