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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

Encinitas, CA • United States

12636 High Bluff Drive, Suite 400, San Diego, CA 92130 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Reilly Financial Advisors La Mesa CA 04/2013 02/2019
Centura Wealth Advisory San Diego CA 02/2019 12/2022
Private Advisor Group, Llc Morristown NJ 12/2022 Present
Previous Registrations
Other Businesses

1.Mr. Cariani uses Advanced Wealth Advisory, LLC as the name of the business under which he provides investment advice through Private Advisor Group, LLC. This activity is at the address Mr. Cariani is registered at, and is related to his investment services practice. Mr. Cariani devotes about 160 hours per month to this activity, including about 140 hours during securities trading hours, concurrently with time Mr. Cariani devotes to activity providing investment services through PAG. 2.Mr. Cariani holds a license to sell insurance, but any such insurance business is separate and apart from investment advisory services that Mr. Cariani provides. Mr. Cariani may recommend the purchase of certain insurance-related products on a commission basis. Clients can engage Mr. Cariani to purchase insurance products on a commission basis, but any such purchases are separate and apart from Private Advisor Group.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-07-01
S65 Uniform Investment Adviser Law Examination 2005-09-12
  • S63 Uniform Securities Agent State Law Examination
    2011-07-01
  • S65 Uniform Investment Adviser Law Examination
    2005-09-12
Designations
Other Names
  • David Joseph Cariani
  • David Cariani

View on SEC IAPD

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