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George Pogyo

Cetera Investment Advisers LLC

Fishkill, NY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-28
NY RA APPROVED 2023-01-04
  • TX RA
    APPROVED
    Since 2024-03-28
  • NY RA
    APPROVED
    Since 2023-01-04

Branch Locations

60 Merritt Blvd Suite 201, Fishkill, NY 12524 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Fishkill NY 07/2020 Present
Shoprite Lagrangeville NY 11/2016 06/2017
Dutchess Community College Poughkeepsie NY 08/2016 05/2018
Suny At Plattsburgh Plattsburgh NY 08/2018 05/2020
Unemployed Hopewell Junction NY 06/2017 07/2020
Unemployed Hopewell Junction NY 06/2016 11/2016
Cetera Investment Advisers Llc Fishkill NY 12/2020 Present
  • 07/2020 → Present
    Cetera Investment Services Llc
    Fishkill, NY
  • 11/2016 → 06/2017
    Shoprite
    Lagrangeville, NY
  • 08/2016 → 05/2018
    Dutchess Community College
    Poughkeepsie, NY
  • 08/2018 → 05/2020
    Suny At Plattsburgh
    Plattsburgh, NY
  • 06/2017 → 07/2020
    Unemployed
    Hopewell Junction, NY
  • 06/2016 → 11/2016
    Unemployed
    Hopewell Junction, NY
  • 12/2020 → Present
    Cetera Investment Advisers Llc
    Fishkill, NY
Other Businesses

1)JMG MOUNTAIN TRUCKING LLC, 33% OWNER, 10-15/HRS/WK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-20
S63 Uniform Securities Agent State Law Examination 2020-12-01
  • S65 Uniform Investment Adviser Law Examination
    2022-12-20
  • S63 Uniform Securities Agent State Law Examination
    2020-12-01

View on SEC IAPD

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CIRCLE N ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

CONNOR PETER BRIGGS
Matthew Francis Brady
DANIEL JAMES MURPHY
SCOTT RICHARD RUPPERT
KEITH MICHAEL PRESTON
CHARLES PROBART MEDLICOTT
ANDREW Charles MEDLICOTT
CALVIN EUGENE NELSON

Other Offices

MURPHY WEALTH MANAGEMENT GROUP · FISHKILL, NY
CETERA INVESTMENT ADVISERS LLC · FISHKILL, NY
CETERA INVESTMENT ADVISERS LLC · Fishkill, NY
J.P. MORGAN SECURITIES LLC · FISHKILL, NY
LPL FINANCIAL LLC · FISHKILL, NY
FSC WEALTH ADVISORS, LLC · FISHKILL, NY
KEY INVESTMENT SERVICES LLC · FISHKILL, NY
CIRCLE N ADVISORS, LLC · FISHKILL, NY

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