Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • KS RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

10955 Lowell Ave Ste 900, 910, 920, 100, And 200, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Overland Park KS 08/2004 05/2021
Cetera Advisors Llc Denver CO 05/2019 Present
Prosperity Advisors, Llc Overland Park KS 10/2021 Present
Comprehensive Retirement Solutions (Crs) Carmel IN 03/2022 01/2023
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 08/2004 → 05/2021
    Student
    Overland Park, KS
  • 05/2019 → Present
    Cetera Advisors Llc
    Denver, CO
  • 10/2021 → Present
    Prosperity Advisors, Llc
    Overland Park, KS
  • 03/2022 → 01/2023
    Comprehensive Retirement Solutions (Crs)
    Carmel, IN
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1) NAME OF OTHER BUSINESS: PROSPERITY ADVISORS, LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 10/2021 ; POSITION/TITLE/RELATIONSHIP: PLANNING TEAM ASSOCIATE ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES, ASSIST WITH PORTFOLIO PLANNING ACTIVITIES ; 2) NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: 10955 LOWELL AVE, SUITE 900, OVERLAND PARK, KS, 66210, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-12
  • S66 Uniform Combined State Law Examination
    2020-06-12
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Overland Park, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor