Shannon Wesley Peterson

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2012-01-05

MD RA
APPROVED

Since 2012-01-05

Branch Locations

1418 Martin Blvd, Baltimore, MD 21220 • United States

582 Frederick Rd, Catonsville, MD 21228 • United States

7 St. Paul St 5Th Fl, Baltimore, MD 21202 • United States

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Baltimore	MD	01/2012	11/2016
Wells Fargo Clearing Services, Llc	Baltimore	MD	11/2016	Present

01/2012 → 11/2016

Wells Fargo Advisors Llc

Baltimore, MD
11/2016 → Present

Wells Fargo Clearing Services, Llc

Baltimore, MD

Previous Registrations

2008-06-18 → 2012-01-06

Pnc Wealth Management Llc

Reisterstown, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Dundalk, MD

Annapolis, MD

Baltimore, MD

Bel Air, MD

Baltimore, MD

Baltimore, MD

Lutherville, MD

Baltimore, MD

Reistertown, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Catonsville, MD

Baltimore, MD
2005-08-03 → 2008-05-23

Ameriprise Financial Services, Llc

Owings Mills, MD

Owings Mills, MD

Other Businesses

SHATAR PROPERTIES; INV RELATED; BALTIMORE, MD; RENTAL REAL ESTATE HOLDING COMPANY; 100% OWNERSHIP WITH SPOUSE; START 1/12/2016; 720 HOURS PER MONTH, 30 DURING TRADING; OWNER, LANDLORD.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-08-01

S66 Uniform Combined State Law Examination

2005-08-01

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews