James D'ELia

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → 11/2024
  Morgan Stanley
  New York, NY
• 05/2019 → 07/2021
  Oppenheimer & Co
  New York, NY
• 07/2018 → 05/2019
  S&P Dow Jones Indices
  New York, NY
• 04/2014 → 07/2018
  Bloomberg Lp
  New York, NY
• 12/2024 → Present
  Ubs Financial Services, Inc
  Weehawken, NJ

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-12-01

Designations

• Chartered Financial Analyst

Other Names

• James D'ELia
• James Francis D'ELia
• James Francis D'ELia
• James Francis Delia
• James F Delia
• James F D'ELia