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Victor Wong

Rbc Capital Markets, LLC

New York, NY

CRD 7123892

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-31
  • CA RA
    APPROVED
    Since 2025-07-31

Branch Locations

200 Vesey St., New York, NY 10281 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Bank Los Angeles CA 11/2018 07/2025
Chase Bank West Covina CA 03/2015 10/2018
Rbc Capital Markets, Llc Los Angeles CA 07/2025 Present
  • 11/2018 → 07/2025
    City National Bank
    Los Angeles, CA
  • 03/2015 → 10/2018
    Chase Bank
    West Covina, CA
  • 07/2025 → Present
    Rbc Capital Markets, Llc
    Los Angeles, CA
Previous Registrations
  • 2020-02-27 → 2025-08-01
    Rbc Securities, Inc
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Covina, CA
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-26
  • S66 Uniform Combined State Law Examination
    2020-02-26

View on SEC IAPD

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