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Lance Christopher Armenta

Shufro, Rose & Co., LLC

New York, NY

New York, NY

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Current Employers
Shufro, Rose & Co., Llc

600 Lexington Avenue 15Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-12-08
  • NY RA
    APPROVED
    Since 2024-12-08

Branch Locations

New York, NY • United States

600 Lexington Avenue 15Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 09/2020 06/2021
University Of North Carolina At Chapel Hill Chapel Hill NC 08/2015 05/2020
Morgan Stanley New York NY 06/2019 08/2019
Unemployed New York NY 06/2020 08/2020
Sanford C. Bernstein & Co., Llc. New York NY 06/2021 03/2024
Ubs Financial Services, Inc New York NY 06/2024 Present
  • 09/2020 → 06/2021
    Equitable Advisors, Llc
    New York, NY
  • 08/2015 → 05/2020
    University Of North Carolina At Chapel Hill
    Chapel Hill, NC
  • 06/2019 → 08/2019
    Morgan Stanley
    New York, NY
  • 06/2020 → 08/2020
    Unemployed
    New York, NY
  • 06/2021 → 03/2024
    Sanford C. Bernstein & Co., Llc.
    New York, NY
  • 06/2024 → Present
    Ubs Financial Services, Inc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-11
  • S66 Uniform Combined State Law Examination
    2020-07-11

View on SEC IAPD

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