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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-13 |
| CA | RA | APPROVED | 2021-05-11 |
Branch Locations
3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States
6001 Topanga Canyon Blvd, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Reseda | CA | 03/2015 | Present |
| Wells Fargo Clearing Services Llc | Reseda | CA | 05/2019 | Present |
| California State University Long Beach | Long Beach | CA | 08/2015 | 05/2017 |
INACTIVE CALIFORNIA RELA ESTATE LICENSE; NOT INVESTMENT RELATED; CALIFORNIA; PROFESSIONAL LICENSE; START DATE 06/10/2019; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; INACTIVE LICENSE. AMAZON FLEX; NOT INV. RELATED; SEATTLE, WA; DELIVERY DRIVER; START DATE 12/1/2020; 8 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES PICK UP AND DELIVER PACKAGES. CINSATIONALBATHSHOP; NOT INVESTMENT RELATED; CHATSWORTH,CA; 100% OWNERSHIP; START DATE 12/01/2020; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; MAKING HANDCRAFTED BATH PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-12 |
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