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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-04-17
  • NJ RA
    APPROVED
    Since 2023-04-17

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Villa Walsh School Morristown NJ 11/2022 Present
Unemployed Morristown NJ 09/2022 11/2022
Borough Of Surf City Surf City NJ 06/2016 09/2022
University Of Miami Miami NJ 08/2018 05/2022
Lpl Financial Morristown NJ 06/2021 08/2021
Private Advisor Group Morristown NJ 01/2023 04/2023
Morristown High School Morristown NJ 09/2014 06/2018
Farias Surf And Sport Surf City NJ 07/2014 09/2016
Lpl Financial Llc Morristown NJ 06/2021 Present
Private Advisor Group, Llc Morristown NJ 04/2023 Present
  • 11/2022 → Present
    Villa Walsh School
    Morristown, NJ
  • 09/2022 → 11/2022
    Unemployed
    Morristown, NJ
  • 06/2016 → 09/2022
    Borough Of Surf City
    Surf City, NJ
  • 08/2018 → 05/2022
    University Of Miami
    Miami, NJ
  • 06/2021 → 08/2021
    Lpl Financial
    Morristown, NJ
  • 01/2023 → 04/2023
    Private Advisor Group
    Morristown, NJ
  • 09/2014 → 06/2018
    Morristown High School
    Morristown, NJ
  • 07/2014 → 09/2016
    Farias Surf And Sport
    Surf City, NJ
  • 06/2021 → Present
    Lpl Financial Llc
    Morristown, NJ
  • 04/2023 → Present
    Morristown, NJ
Other Businesses

1) 01/25/2023 - Private Advisor Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 05/12/2023 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 02/13/2023 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-08
  • S66 Uniform Combined State Law Examination
    2023-04-08

View on SEC IAPD

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