Rick Dennis Watson

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2008-10-17

OH RA
APPROVED

Since 2008-10-17

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nationwide Investment Services Corporation	Columbus	OH	09/2008	Present

09/2008 → Present

Nationwide Investment Services Corporation

Columbus, OH

Other Businesses

Music Performance located at 591 Blackwood Street Sacramento CA 95815. Started on 1/1/19. 8 hours devoted a month, 0 hours during trading hours. not investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-01-09
S63	Uniform Securities Agent State Law Examination	2005-11-04

S65 Uniform Investment Adviser Law Examination

2009-01-09
S63 Uniform Securities Agent State Law Examination

2005-11-04

View on SEC IAPD