Best Investors
Account
Sign in
Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-09-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Chicago | IL | 06/2021 | Present |
| Nuveen Asset Management, Llc | Chicago | IL | 06/2021 | Present |
| Acton-Boxborough Regional High School | Acton | MA | 09/2013 | 05/2017 |
| Miami University | Oxford | OH | 10/2019 | 05/2020 |
| Wells Financial Partners, Llc | Needham | MA | 05/2019 | 08/2019 |
| Camp Avoda | Middleboro | MA | 07/2019 | 08/2019 |
| Weisman Enterprises | Oxford | OH | 04/2020 | 05/2021 |
| Miami University | Oxford | OH | 08/2017 | 05/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-24 |
Reach out to this advisor