Lawrence Alexander Oakley

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2020 → 05/2024
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 07/2020 → 05/2024
  Tiaa
  Charlotte, NC
• 08/2018 → 03/2020
  Forefront Hospitality, Llc
  Tallahassee, FL
• 01/2017 → 03/2020
  Kappa Alpha Theta Sorority, Beta Nu Chapter
  Tallahassee, FL
• 05/2019 → 08/2019
  Mantay And Company, Prudential Financial
  Jacksonville, FL
• 06/2017 → 07/2017
  Bolles Day Camp
  Jacksonville, FL
• 08/2016 → 05/2020
  Florida State University
  Tallahassee, FL
• 06/2020 → 06/2020
  Unemployed
  Jacksonville, FL
• 05/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ponte Vedra Beach, FL
• 06/2024 → Present
  Bank Of America, N.A
  Ponte Vedra Beach, FL

Previous Registrations

• 2020-10-16 → 2024-05-31
  Tiaa-Cref Individual & Institutional Services, Llc
  New York, NY
  Jacksonville, FL
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2020-10-15

Other Names

• Lawrence Alexander Oakley
• Lawrence Alexander Oakley
• Alex Oakley