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Drew Christopher Schwartz

Ameriprise Financial Services, LLC

Waukesha, WI

Milwaukee, WI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-07-03
  • WI RA
    APPROVED
    Since 2024-07-03

Branch Locations

2212 E Moreland Blvd Ste 100, Waukesha, WI 53186-2918 • United States

Milwaukee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Brookfield WI 08/2020 07/2024
Warhawk Fitness & Aquatics Whitewater WI 09/2017 05/2020
Wauwatosa Dpw Wauwatosa WI 05/2018 08/2018
Doordash Franklin WI 08/2020 12/2020
Push Solutions New Berlin WI 05/2016 01/2020
Prudential Wauwatosa WI 05/2019 08/2019
No Job Franklin WI 06/2015 04/2018
No Job Franklin WI 06/2020 07/2020
Prudential Insurance Company Of America Brookfield WI 11/2020 07/2024
Pruco Securities Llc Wauwatosa WI 08/2020 02/2021
The Prudential Insurance Company Of America Wauwatosa WI 08/2020 02/2021
Ameriprise Financial Services, Llc Brookfield WI 07/2024 Present
  • 08/2020 → 07/2024
    Pruco Securities, Llc.
    Brookfield, WI
  • 09/2017 → 05/2020
    Warhawk Fitness & Aquatics
    Whitewater, WI
  • 05/2018 → 08/2018
    Wauwatosa Dpw
    Wauwatosa, WI
  • 08/2020 → 12/2020
    Doordash
    Franklin, WI
  • 05/2016 → 01/2020
    Push Solutions
    New Berlin, WI
  • 05/2019 → 08/2019
    Prudential
    Wauwatosa, WI
  • 06/2015 → 04/2018
    No Job
    Franklin, WI
  • 06/2020 → 07/2020
    No Job
    Franklin, WI
  • 11/2020 → 07/2024
    Prudential Insurance Company Of America
    Brookfield, WI
  • 08/2020 → 02/2021
    Pruco Securities Llc
    Wauwatosa, WI
  • 08/2020 → 02/2021
    The Prudential Insurance Company Of America
    Wauwatosa, WI
  • 07/2024 → Present
    Ameriprise Financial Services, Llc
    Brookfield, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-02
  • S66 Uniform Combined State Law Examination
    2020-11-02
Other Names
  • Drew Schwartz
  • Drew C Schwartz

View on SEC IAPD

Other Firms

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WORLD INVESTMENT ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC WEALTH, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

BRIAN VICTOR LEHKY
MARK RICHARD MIRSBERGER
MIKHAIL I ALKHAZOV
STEVEN ALLEN JAEGER
NOAMAN A.Q. SHARIEF
JEROME JOSEPH VERANTH
MATTHEW ROBERT SLOWINSKI
DANIEL GLENN SIEVERS

Other Offices

DANA INVESTMENT ADVISORS INC · WAUKESHA, WI
DANA INVESTMENT ADVISORS INC · Waukesha, WI
RAYMOND JAMES & ASSOCIATES, INC. · Waukesha, WI
WELLS FARGO CLEARING SERVICES, LLC · WAUKESHA, WI
WORLD INVESTMENT ADVISORS, LLC · Waukesha, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAUKESHA , WI
OSAIC WEALTH, INC. · WAUKESHA, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Waukesha, WI

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