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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-02
DC RA APPROVED 2025-10-31
NY RA APPROVED 2022-09-26
  • TX RA
    APPROVED_RES
    Since 2026-01-02
  • DC RA
    APPROVED
    Since 2025-10-31
  • NY RA
    APPROVED
    Since 2022-09-26

Branch Locations

Brooklyn, NY • United States

3418 Carman Rd, Schenectady, NY 12303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Schenectady NY 07/2022 Present
Pinehaven Country Club Guilderland NY 09/2016 08/2022
Binghamton University - Office Of Fraternity And Sorority Life Binghamton NY 01/2021 12/2021
Binghamton University Binghamton NY 08/2018 05/2022
Guilderland High School Guilderland NY 09/2014 06/2018
Thrivent Financial Appleton WI 07/2022 01/2023
Thrivent Financial Appleton WI 01/2023 Present
  • 07/2022 → Present
    Schenectady, NY
  • 09/2016 → 08/2022
    Pinehaven Country Club
    Guilderland, NY
  • 01/2021 → 12/2021
    Binghamton University - Office Of Fraternity And Sorority Life
    Binghamton, NY
  • 08/2018 → 05/2022
    Binghamton University
    Binghamton, NY
  • 09/2014 → 06/2018
    Guilderland High School
    Guilderland, NY
  • 07/2022 → 01/2023
    Thrivent Financial
    Appleton, WI
  • 01/2023 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-23
  • S66 Uniform Combined State Law Examination
    2022-09-23

View on SEC IAPD

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