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Brandon Michael Trefcer

Rbc Capital Markets, LLC

Florham Park, NJ

Staten Island, NY

CRD 7123360

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-29
NY RA APPROVED 2025-10-27
  • NJ RA
    APPROVED
    Since 2025-10-29
  • NY RA
    APPROVED
    Since 2025-10-27

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Staten Island, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Minneapolis MN 06/2022 10/2025
St. John's University New York NY 09/2016 05/2021
Baker Tilly New York NY 06/2021 04/2022
Rbc Capital Markets, Llc Florham Park NJ 10/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-19
S63 Uniform Securities Agent State Law Examination 2022-05-20
  • S65 Uniform Investment Adviser Law Examination
    2024-04-19
  • S63 Uniform Securities Agent State Law Examination
    2022-05-20

View on SEC IAPD

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Nearby Investors

THOMAS J. BIRRITTELLA
DAVID F BOAK
Jason W Hoffman

Nearby Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ

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