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Brooke Bowen

Bfinance Us Ltd.

London

Chicago, IL

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Current Employers
Bfinance Us Ltd.

36 Queen Street Floor 2, London EC4R 1BN • United Kingdom

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-04
  • IL RA
    APPROVED
    Since 2026-06-04

Branch Locations

36 Queen Street Floor 2, London EC4R 1BN • United Kingdom

233 S. Wacker Drive 44Th Floor, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Securities Llc Chicago IL 06/2019 01/2024
University Of Mississippi Oxford MS 08/2015 05/2019
Nuveen Asset Management Llc Chicago IL 06/2019 01/2024
Members Trust Company Tampa FL 02/2024 03/2026
Mtc Wealth Management, Llc Tampa FL 02/2024 03/2026
Bfinance Us Ltd. London 03/2026 Present
  • 06/2019 → 01/2024
    Nuveen Securities Llc
    Chicago, IL
  • 08/2015 → 05/2019
    University Of Mississippi
    Oxford, MS
  • 06/2019 → 01/2024
    Nuveen Asset Management Llc
    Chicago, IL
  • 02/2024 → 03/2026
    Members Trust Company
    Tampa, FL
  • 02/2024 → 03/2026
    Mtc Wealth Management, Llc
    Tampa, FL
  • 03/2026 → Present
    Bfinance Us Ltd.
    London
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-02
  • S66 Uniform Combined State Law Examination
    2020-03-02

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · TAMPA, FL
LINCOLN INVESTMENT · Tampa, FL
KESTRA ADVISORY SERVICES, LLC · Tampa, FL
HIGHSTREET FINANCIAL, LLC · TAMPA, FL
HIGHSTREET FINANCIAL, LLC · TAMPA, FL
AXIOM CPA · TAMPA, FL
EDWARD JONES · TEMPLE TERRACE, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Temple Terrace, FL

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