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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-02 |
| NJ | RA | APPROVED | 2022-09-13 |
| TX | RA | APPROVED | 2022-09-12 |
Branch Locations
127 Bridgeton Pike, Mullica Hill, NJ 08062 • United States
505 Berlin Cross Keys Road, Sicklerville, NJ 08081 • United States
787 Delsea Dr N, Glassboro, NJ 08028 • United States
660 Mantua Pike, Woodbury, NJ 08096 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mount Laurel | NJ | 05/2019 | 08/2020 |
| Tetra Tech, Inc. | Pasadena | CA | 02/2012 | 01/2018 |
| Bank Of America, N.A. | Mount Laurel, | NJ | 05/2019 | 08/2020 |
| Stifel Nicolaus & Co Inc | Audubon | NJ | 08/2020 | 08/2022 |
| J.P. Morgan Securities Llc | Cinnaminson Township | NJ | 09/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Cinnaminson Township | NJ | 09/2022 | Present |
| Hero Makers, Llc | Sicklerville | NJ | 12/2017 | Present |
| Stifel, Nicolaus & Company, Incorporated | Audubon | NJ | 08/2020 | 08/2022 |
Entity Name: Hero Makers, LLC Investment related: No Address: Sicklerville, NJ Nature of the other business: Consulting Position/Title/Relationship: Owner/Partner Start Date: 02/15/2017 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The business is management consulting and is left open to capture aged receivables.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-10 |
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